안진형
(Jin-Hyung Ahn)
*iD
김용헌
(Yong-Heon Kim)
*iD
곽상신
(Sang-Shin Kwak)
†iD
-
School of Electrical and Electronic Engineering, Chung-Ang University, Korea.
Copyright © The Korean Institute of Electrical Engineers
Key Words
AC series arc fault, three-phase PWM inverter, Ghost-ResNet, Weak arc
1. Introduction
Arc faults are among the major causes of electrical fires in power systems and can
arise from aged wiring, poor contacts, insulation degradation, and other defects.
When conductor separation is caused by a broken wire, corrosion, loose crimping, or
an imperfect connection, the local air insulation may break down and form a high-temperature
arc plasma. Because such faults can damage power equipment and electronic devices
and may ultimately lead to fire, early detection is essential. Rapid arc-flash detection
and mitigation have likewise been recognized as important issues in power-equipment
protection. Arc and insulation safety are also major design considerations for low-voltage
electrical apparatus, while online diagnostic methods have been investigated for predicting
arc faults in medium-voltage switchgear.
A variety of arc-fault detection methods have been reported. Discrete wavelet transforms
have been used to extract time-frequency features from current signals [1], and the characteristics and inception conditions of AC series arcing have been investigated
in more-electric-aircraft systems [2]. Time- and frequency-domain approaches have also been applied to the detection of
series and parallel AC arcs [3]. Feature-engineering- based approaches can depend heavily on manual feature design.
Data-driven arc detection has also been explored by converting current waveforms into
time-domain images and applying convolutional neural networks (CNNs) [4]. Other methods have combined current-amplitude spectra with sparse representation
[5], or integrated time- and frequency-domain features through fully connected neural
networks [6]. High-frequency components, machine-learning methods, and CNN-based approaches have
also been investigated for arc-fault and fault diagnosis under changing operating
conditions. Related studies have extended arc-fault diagnosis to DC systems. An FFT-based
frequency-band analysis combined with RMS current variations has been proposed for
DC series-arc detection [7].
Output-side AC series arcs in a three-phase PWM inverter are simultaneously affected
by the load and control conditions. A change in the fundamental output frequency alters
both the duration of one electrical cycle and the locations of the dominant spectral
components. As the load inductance increases, current continuity can suppress the
interruption signature near the zero crossing. Changes in the switching frequency
also redistribute the harmonic components. Consequently, a detector that monitors
only a fixed frequency component or applies a single threshold is unlikely to provide
stable performance over all operating conditions.
This paper therefore proposes a ResNet-based algorithm that diagnoses output-side
AC series arcs using only the output AC current. The primary contribution is the achievement
of high diagnostic performance even for weak arcs, whose waveform changes are considerably
smaller than those of strong arcs. The proposed architecture also outperforms the
comparison models on the same dataset. In addition, its robustness is evaluated under
variations in the output fundamental frequency, switching frequency, load inductance,
and arc intensity.
2. Experimental Setup and Arc-Current Data Acquisition
To reproduce an output-side AC series arc, an arc generator was inserted between one
output phase of a three-phase PWM inverter and a resistor-inductor load. The generator
consisted of two electrodes housed in a transparent chamber, with a servo motor used
to open the electrical contact in fine increments. Output current was measured using
current probes and an oscilloscope. Only the output AC-current signal was used as
the input to the artificial-intelligence model. The arc generator was connected in
series between one inverter output phase and the corresponding load branch. Each phase
was connected to a series resistor-inductor load. Figure 1 presents the physical test setup, comprising the three-phase inverter, RL load, arc
generator, and measurement equipment.
The electrical contact inside the transparent arc chamber was gradually separated
by the servo motor to generate a controlled series arc. During each test, the currents
of the arcing phase and an adjacent healthy phase were measured simultaneously. The
diagnostic model developed in this study uses only a single output AC current signal.
Figure 2 shows photographs of the discharge between the electrodes. A bright white emission
was observed for the strong arc, whereas the weak arc exhibited a dim red emission.
Because arc-light intensity has been reported to be related to arc temperature [8], these images provide qualitative evidence of differences in the discharge conditions.
Strong and weak arcs were distinguished using the arc power and electrode-gap opening
condition. For the strong-arc condition, the electrode gap was opened by 0.02 mm at
a speed of 0.02 mm/s after the arc-inception gap had been reached. For the weak-arc
condition, the gap was opened by 0.002 mm at a speed of 0.002 mm/s. The calculated
arc power was greater than 20 W for strong arcs and ranged from 10 to 18 W for weak
arcs.
Fig. 1 Experimental setup
Fig. 2 Arc discharge between the electrodes: (a) strong arc and (b) weak arc
The experimental dataset consisted of one normal operating condition and 15 output-side
series-arc conditions. Normal data were acquired without actuating the arc generator
and were segmented using the same windowing procedure as the arc data, yielding 26,344
normal samples. For the arc data, the series-arc generator was placed between one
inverter output phase and the RL load, and the current of the arcing phase and that
of an adjacent healthy phase were recorded simultaneously. Strong and weak arcs were
labeled according to the electrode-gap and arc-power criteria.
The strong-arc dataset was designed to reflect the effects of the output fundamental
frequency, switching frequency, and load inductance on the observed arc waveform.
The baseline operating point was defined by a 60-Hz output fundamental frequency,
a 10-kHz switching frequency, and a 10-mH load inductance. Around this baseline, the
output fundamental frequency varied among 30, 60, 90, and 120 Hz while the switching
frequency and load inductance were held at 10 kHz and 10 mH, respectively. In the
switching-frequency tests, the switching frequency was changed to 5, 15, and 20 kHz
while the output fundamental frequency and load inductance were maintained at 60 Hz
and 10 mH. Load-inductance values of 2, 10, 15, and 18 mH were included to examine
how current continuity affects the arc signature near the zero crossing.
The weak-arc dataset was acquired to assess whether the model could distinguish the
arc state when waveform distortion and spectral variation were substantially smaller
than in the strong-arc case. During the weak-arc tests, the output fundamental frequency,
switching frequency, and load inductance were fixed at 60 Hz, 10 kHz, and 10 mH, respectively.
The complete dataset contained 29,904 arc samples in addition to the 26,344 normal
samples. Most individual arc conditions contributed 2,136 windows; for several strong-arc
conditions, 1,424 windows were retained based on the available stable acquisition
interval. For model evaluation, the test set was fixed at 142 samples per experimental
condition. Because the dataset comprised one normal operating condition and 15 AC-arc
conditions, the test set contained 142 normal samples and 2,130 AC-arc samples, for
a total of 2,272 samples. All models were evaluated using this same fixed test set
for both the time-domain and frequency-domain inputs.
3. Analysis of Output-Current Characteristics under Arc-Fault Conditions
An AC series arc is extinguished as the alternating voltage approaches zero and reignites
after the voltage rises again. This repeated extinction and reignition can produce
a brief interruption, a localized slope change, or shoulder-like distortion in the
current waveform near the zero crossing [2]. In a strong arc, these zero-crossing signatures are relatively pronounced and are
accompanied by a reduction in current magnitude and changes in the harmonic content.
Figure 3(a) shows the phase-A and phase-B currents during normal operation, whereas Figure 3(b) shows the strong arcing phase A and the adjacent healthy phase B during the same
test interval.
Fig. 3 Output AC-current waveforms in the time domain for the strong-arc test: (a)
normal operation and (b) strong arc
Following arc inception, the phase-A current exhibits a lower overall amplitude and
a localized shoulder near the zero-crossing relative to its normal waveform and the
healthy-phase current. This behavior is consistent with the characteristic extinction
and reignition process of an AC series arc. Accordingly, the normal and arcing states
can be differentiated relatively clearly in the time domain under the strong-arc condition.
Figure 4 compares the output-current spectra of the strong-arcing phase A and the adjacent
healthy phase B acquired during the same test interval.
Fig. 4 Frequency-domain comparison of the output-current spectra of the strong-arcing
phase A and the adjacent healthy phase B
The spectrum is presented from 0 to 1 kHz, and the region around the 60-Hz fundamental
component is enlarged in the inset. At the fundamental frequency, the magnitude of
the strong-arcing phase A is approximately 1.8 A lower than that of the healthy phase
B. This pronounced interphase difference indicates that the strong arc produces a
readily distinguishable spectral signature.
By contrast, the waveform change caused by a weak arc is smaller, and the shoulder
near the zero crossing is far less distinct. Figure 5(a) shows the phase currents during normal operation, whereas Figure 5(b) shows the weakly arcing phase A and the adjacent healthy phase B. Although the phase-A
current decreases after arc inception, the abrupt interruption and shoulder-like distortion
observed in the strong-arc case are only weakly expressed. Thus, classification based
solely on a local time-domain signature may be unreliable for weak arcs. Figure 6 compares the output-current spectra of the weak-arcing phase A and the adjacent healthy
phase B acquired during the same test interval. As in Figure 4, the 0-1-kHz spectrum is shown with an enlarged view of the 60-Hz fundamental component.
The magnitude difference between the weak-arcing phase A and the healthy phase B is
less than 0.1 A, which is substantially smaller than the approximately 1.8-A interphase
difference observed in the strong-arc test. Although the spectral difference is also
subtle, the frequency domain enables small changes in the fundamental and neighboring
components to be quantified more directly than the raw waveform. The reduced zero-crossing
shouldering under the weak-arc condition makes the arc and normal currents less distinguishable
in the time domain. Therefore, a frequency-domain representation that preserves changes
distributed across the spectrum is expected to provide more reliable diagnostic features
than the raw time-domain waveform.
Fig. 5 Output AC-current waveforms in the time domain for the weak-arc test: (a) normal
operation and (b) weak arc
Fig. 6 Frequency-domain comparison of the output-current spectra of the weak-arcing
phase A and the adjacent healthy phase B
Arc-current characteristics were also examined under changes in operating and hardware
conditions. As the output fundamental frequency increases, the duration of one electrical
cycle decreases, and the dominant spectral components shift accordingly. A detector
that monitors only fixed frequency bands may therefore be vulnerable to operating-point
changes. Figure 7 compares strong-arc current waveforms at 60 and 120 Hz. In each case, the arcing-phase
current is shown together with the current of an adjacent healthy phase to illustrate
the change in the time-domain arc signature caused by the output-frequency variation.
An increase in load inductance increases current continuity and attenuates the zero-crossing
shouldering associated with arc extinction and reignition.
Fig. 7 Strong-arc current waveforms at different fundamental output frequencies: (a)
60 Hz and (b) 120 Hz
Fig. 8 Strong-arc current waveforms at different load inductances: (a) 2 mH and (b)
18 mH
Fig. 9 Strong-arc current waveforms at different switching frequencies: (a) 5 kHz
and (b) 20 kHz
Figure 8 compares the strong-arc currents for load inductances of 2 and 18 mH. At 18 mH, the
shouldering near the zero crossing is reduced compared with that at 2 mH, making the
arc signature less distinctive in the time domain. Like the weak-arc condition, the
reduced time-domain distortion limits waveform-based discrimination and supports the
use of frequency-domain features for robust diagnosis under varying load conditions.
The switching frequency affects the output-current ripple and harmonic distribution.
Figure 9 compares strong-arc current waveforms at switching frequencies of 5 and 20 kHz. Because
arc inception alters components around the switching frequency as well as the fundamental
and its harmonics, the training data must include switching-frequency variations to
support robust diagnosis.
4. Proposed Diagnostic Algorithm
The final input to the proposed algorithm is a frequency-domain representation derived
from the output AC current. The measured current waveform is first divided into fixed-length
windows, after which an FFT is applied to each window. The resulting magnitude spectrum
is normalized and supplied to the proposed Ghost-ResNet, which classifies each sample
as either normal or AC arc. The time-domain waveforms in Section 3 were used to interpret
the physical changes associated with arc inception, while the time- and frequency-domain
inputs are compared in Section 5. The frequency-domain input, which produced the higher
overall accuracy, was used for the final performance analysis. As illustrated in Figure 10, the model receives a single output AC-current signal, learns FFT-based spectral
features, and produces a final normal-or-arc classification through a softmax layer.
A residual-block-based CNN was adopted to capture both local spectral patterns and
the global distribution of the input. To improve computational efficiency, the initial
Conv2D layer of the baseline ResNet was replaced by a Ghost module. The Ghost module
reduces feature redundancy by first generating intrinsic features through a 1 x 1
Conv2D operation and then producing additional feature maps at low computational cost
using a 3 x 3 depthwise convolution. The intrinsic and ghost features are concatenated
to obtain the required number of output channels [9]. Because the initial convolution operates on the largest input tensor, reducing its
cost can substantially lower the computational burden of the full network. In the
proposed model, the initial 3 x 3 Conv2D layer with 16 output channels is replaced
by the Ghost module. Three subsequent residual blocks are retained to learn the subtle
spectral variations associated with arc inception in a hierarchical manner. Each residual
block consists of Conv2D, batch normalization, and Leaky-ReLU operations. Max pooling
is applied between blocks, and the number of channels is progressively increased from
16 to 32 and then to 64. The residual connections help preserve small spectral perturbations
during training and allow the network to capture both localized frequency changes
and global spectral-pattern variations [10]. A softmax output layer performs the final classification. This architecture is particularly
suitable for weak arcs because residual feature learning mitigates the loss of small
arc-related perturbations during feature extraction, while the Ghost module reduces
the computational cost of the initial feature extractor.
Fig. 10 Proposed Ghost-ResNet-based AC series-arc diagnostic framework: (a) overall
architecture, (b) Ghost module, and (c) residual block
For performance comparison, the proposed model and three conventional machine-learning
or hybrid models were evaluated using the same data. All models used inputs derived
from the same output AC-current records, enabling direct comparison between classifiers
that operate on frequency-domain features and models that employ deep feature extraction.
The support vector machine (SVM) was selected as a representative margin-based classifier,
and the random forest (RF) was used as a nonlinear decision-tree ensemble. The CNN+RF
model combines CNN-based feature extraction with an RF classifier. The proposed Ghost-ResNet
uses the Ghost module and residual blocks to hierarchically learn the subtle spectral
changes produced by weak arcs.
Table 1 Architecture of the proposed Ghost-ResNet model
|
Layer
|
Ghost-ResNet
|
|
Input
|
Preprocessed current-data input
|
|
Ghost module
|
Conv2D(1 x 1) + DepthwiseConv2D(3 x 3) → concat(out_channels=16)
|
|
BN and activation
|
BatchNormalization + LeakyReLU(alpha=0.2)
|
|
Residual block 1
|
out_channels=16
|
|
Residual block 2
|
out_channels=32
|
|
Residual block 3
|
out_channels=64
|
|
Pooling
|
MaxPooling2D(1, 2) after each block
|
|
Classifier
|
Dense(128), BatchNormalization, LeakyReLU, Dropout(0.5)
|
|
Output
|
Dense(2, activation=softmax)
|
Table 2 Comparison models
|
Model
|
Model type
|
Description
|
|
SVM
|
Margin-based classifier
|
Separates normal and AC-arc classes according to the class margin in a high-dimensional
feature space.
|
|
RF
|
Decision-tree ensemble
|
Classifies nonlinear feature distributions using the voting results of multiple decision
trees.
|
|
CNN+RF
|
CNN feature + RF classifier
|
Extracts features with a CNN and performs the final classification using a random
forest.
|
|
Proposed Ghost-ResNet
|
Ghost module + residual CNN
|
Learns subtle frequency-domain variations through a Ghost module and hierarchical
residual blocks.
|
5. Results and Discussion
This section compares the diagnostic accuracy obtained from time- and frequency-domain
current inputs and analyzes the precision and recall of each model. All performance
metrics reported in Figs. 11-13 were calculated using the fixed test set described in Section 2, comprising 2,272
samples, including 142 normal samples and 2,130 AC-arc samples. Because the test set
is class-imbalanced owing to the inclusion of one normal condition and 15 AC-arc conditions
with the same number of test samples assigned to each experimental condition, class-wise
precision and recall are reported together with the overall accuracy. Accuracy represents
the overall classification performance, whereas precision and recall reveal the detailed
misclassification tendencies for the normal and AC-arc classes. Figure 11 compares the diagnostic accuracies of the four models for the frequency- and time-domain
inputs. On the fixed test set of 2,272 samples described above, the proposed Ghost-ResNet
achieved the highest accuracy of 96.89% with the frequency-domain input. The corresponding
accuracies of the SVM, RF, and CNN+RF models were 83.05%, 82.72%, and 94.21%, respectively.
With the time-domain input, the SVM, RF, CNN+RF, and Ghost-ResNet models achieved
accuracies of 80.47%, 87.54%, 87.30%, and 95.88%, respectively. The SVM and RF directly
classify FFT features and showed lower frequency-domain accuracies than the deep-feature-based
models. CNN+RF benefited from CNN-based feature extraction and achieved 94.21%, but
its accuracy remained lower than that of Ghost-ResNet. These results show that the
proposed architecture achieved the highest accuracy among the evaluated models for
both input domains, with its best performance obtained from the frequency-domain representation.
Figure 12 compares the class-wise precision and recall values obtained from the same fixed
test set for the frequency-domain input. Ghost-ResNet achieved a normal-class precision
of 0.7038, an AC-arc precision of 0.9909, a normal-class recall of 0.8662, and an
AC-arc recall of 0.9757. Compared with the other models, Ghost-ResNet provided the
most balanced classification performance while maintaining particularly high precision
and recall for the AC-arc class. These results indicate that the proposed model can
effectively distinguish AC-arc samples, including weak-arc cases, from normal operating
samples. Figure 13 presents the corresponding class-wise results obtained from the same fixed test set
for the time-domain input. Ghost-ResNet achieved a normal-class precision of 0.6221,
an AC-arc precision of 0.9908, a normal-class recall of 0.8662, and an AC-arc recall
of 0.9649. Although the model maintained high AC-arc precision and recall, its normal-class
precision was lower than that obtained with the frequency-domain input. The frequency-domain
representation therefore provided more consistent discrimination between the normal
and AC-arc classes. Considering the overall accuracy and class-wise metrics, the proposed
model performed more consistently with the frequency-domain input. As shown in Figs. 5 and 8, weak arcs and increased load inductance reduce the zero-crossing shouldering that
distinguishes arc and normal currents in the time domain. The FFT input instead represents
small changes distributed across the fundamental and neighboring spectral components.
Consequently, the frequency-domain input achieved a higher diagnostic accuracy of
96.89%, compared with 95.88% for the time-domain input, and improved the normal-class
precision from 62.21% to 70.38%. In addition, replacing the initial convolution of
the baseline ResNet with the Ghost module reduced the number of multiply-accumulate
operations from 223 million to 78 million and decreased the FLOP count from 446 million
to 157 million.
Fig. 11 Diagnostic accuracy of the proposed Ghost-ResNet and comparison models for
frequency-domain and time-domain inputs
Fig. 12 Class-wise precision and recall of the proposed Ghost-ResNet and comparison
models for the frequency-domain input
Fig. 13 Class-wise precision and recall of the proposed Ghost-ResNet and comparison
models for the time-domain input
6. Conclusion
This paper proposed a Ghost-ResNet-based method for detecting output-side AC series
arcs in a three-phase PWM inverter using a single output-current signal. Strong arcs
produced distinct zero-crossing shouldering, whereas weak arcs exhibited only slight
shouldering. Increased load inductance also improved current continuity and reduced
the zero-crossing shouldering, making the arc and normal currents less distinguishable
in the time domain. These characteristics support the use of frequency-domain inputs
that capture small changes distributed across the fundamental and neighboring spectral
components. Using the FFT magnitude spectrum, the proposed Ghost-ResNet achieved an
accuracy of 96.89%, an AC-arc precision of 99.09%, and an AC-arc recall of 97.57%.
The frequency-domain input provided higher diagnostic accuracy and normal-class precision
than the time-domain input under varying operating and load conditions. These results
demonstrate the effectiveness of the proposed method for detecting weak AC series
arcs when time-domain arc signatures are attenuated by weak discharge conditions or
increased load inductance.
Acknowledgements
본 연구는 정부(과학기술정보통신부)의 재원으로 한국연구재단의 지원 (RS-2026-25476346) 및 정부(산업자원부)의 재원으로 한국산업기술진흥원의
지원 (RS-2026-25534585, 2026년 산업혁신인재성장지원사업)에 의하여 이루어진 연구로서, 관계부처에 감사드립니다.
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저자소개
Jin-Hyung Ahn received the B.S. degree in energy systems engineering from Chung-Ang
University, Seoul, South Korea, in 2023. He is currently pursuing the combined Ph.D.
degree in department of intelligent energy and industry with Chung-Ang University,
Seoul, South Korea. His research interests include AI-based methods for arc fault
and converter fault detection.
Yong-Heon Kim received the M.S. degree in electrical and electronics engineering from
Chung-Ang University, Seoul, South Korea, in 2025. His research interests include
applying real-time AI in the field of power electronics.
Sang-Shin Kwak received his Ph.D. degree in Electrical Engineering from Texas A&M
University, College Station, TX, USA, in 2005. From 2007 to 2010, he was an Assistant
Professor at Daegu University, Gyeongsan, Korea. Since 2010, he has been working at
Chung-Ang University, Seoul, Korea, where he is presently a Professor. His current
research interests include the design, modeling, control, and analysis of power converters
for electric vehicles and renewable energy systems as well as the prognosis and fault
tolerant control of power electronics systems.